Apply for a Capital Markets Development – Securities Exchange License

The following regulatory forms will assist the entity to comply with the different sections of the Act, whether to do with registration or submission of statutory periodical reports:

• Registration Requirements: Form I Application For Approval As Licenced Securities Exchange – PDF Document Size 210.72 kB
• Registration Requirements: Form II Information On Chief Executive Officers And Directors – PDF Document Size 153.5 kB
• Registration Requirements: Form III Information On Shareholders And Subsidiaries – PDF Document Size 130.38 kB
• Registration Requirements: Form IV Application For Approval Of Chairman, Chief Executive Officer, Directors & Key Persons – PDF Document Size 165.81 kB
• Registration Requirements: Form VI Monthly Statistics To Be Submitted By A Licenced Exchange – PDF Document Size 177.09 kB
• Registration Requirements: Form VII Quarterly Statistics To Be Submitted By A Licenced Exchange – PDF Document Size 182.67 kB