Licence Renewal – Capital Markets Development

The following regulatory forms will assist the entity to comply with the different sections of the Act, whether to do with registration or submission of statutory periodical reports:

• Renewal Requirements: CIS Renewal – PDF Document Size 180.8 kB
• Renewal Requirements: Form 6 Application For Renewal of Dealer's, Investments Adviser's or Exempt Dealer's Licence – PDF Document Size 270.27 kB
• Renewal Requirements: Form 7 Application For Renewal of Representative's Licence – PDF Document Size 202.2 kB